OMB control number
Form ADV
OMB 3235-0049 ยท SEC.
OMB 3235-0049
The Commission uses the information on Form ADV to determine eligibility for registration and to manage regulatory and examination programs. Clients use the information required in Form ADV to determine whether to hire or retain an investment adviser.
The latest form for Form ADV expires 2029-09-30 and is listed under ICR 202605-3235-003.
View the official OMB control history on Reginfo.gov.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0049: Form ADV filings
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Latest Forms, Documents, and Supporting Material
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