Form ADV

OMB 3235-0049

OMB 3235-0049

Form ADV under the Investment Advisers Act of 1940 is filed upon initial registration as an investment adviser and is also filed by exempt reporting advisers filing reports with the Commission, is updated on an annual basis by all advisers, and may be more frequently updated to correct certain material information.

The latest form for Form ADV expires 2023-11-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0049: Form ADV filings .

Latest Forms, Documents, and Supporting Material
All Historical Document Collections
Revision of a currently approved collection 2020-11-27
Approved without change
Revision of a currently approved collection 2020-08-24
Approved with change
Revision of a currently approved collection 2019-08-07
Comment filed on proposed rule and continue
Revision of a currently approved collection 2019-04-09
Approved with change
Revision of a currently approved collection 2017-01-03
Comment filed on proposed rule and continue
Revision of a currently approved collection 2015-10-27
Approved without change
Extension without change of a currently approved collection 2014-08-12
Approved without change
Revision of a currently approved collection 2011-07-20
Comment filed on proposed rule and continue
Revision of a currently approved collection 2010-12-14
Approved with change
Revision of a currently approved collection 2010-08-31
Approved without change
Revision of a currently approved collection 2010-01-13
Preapproved
Revision of a currently approved collection 2009-06-02
Comment filed on proposed rule and continue
Revision of a currently approved collection 2008-03-14
Approved without change
Extension without change of a currently approved collection 2007-12-13
Approved without change
Revision of a currently approved collection 2005-01-10
Approved without change
Revision of a currently approved collection 2004-12-06
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-07-22
Approved without change
Revision of a currently approved collection 2004-07-01
Approved without change
Revision of a currently approved collection 2004-05-05
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-01-22
Approved without change
Revision of a currently approved collection 2002-07-24
Approved without change
No material or nonsubstantive change to a currently approved collection 2002-04-17
Comment filed on proposed rule and continue
Revision of a currently approved collection 2002-04-17
Approved without change
No material or nonsubstantive change to a currently approved collection 2000-08-22
Approved without change
Revision of a currently approved collection 2000-04-12
Approved without change
Revision of a currently approved collection 1997-11-19
Approved without change
Revision of a currently approved collection 1997-04-25
Comment filed on proposed rule and continue
Revision of a currently approved collection 1996-12-26
Approved without change
Revision of a currently approved collection 1994-05-10
Approved without change
Revision of a currently approved collection 1994-02-09
Approved without change
Extension without change of a currently approved collection 1991-05-08
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-04-18
Approved without change
Extension without change of a currently approved collection 1988-05-09
Approved with change
No material or nonsubstantive change to a currently approved collection 1986-11-05
Approved without change
Revision of a currently approved collection 1985-05-01
Approved without change
Revision of a currently approved collection 1984-10-18
Approved with change
No material or nonsubstantive change to a currently approved collection 1983-08-16
Approved without change
New collection (Request for a new OMB Control Number) 1981-07-29

© 2021 OMB.report | Privacy Policy