Form ADV

ICR 200803-3235-013

OMB: 3235-0049

Federal Form Document

Forms and Documents
Document
Name
Status
Form
Modified
Supplementary Document
2008-03-14
Supporting Statement A
2008-03-14
IC Document Collections
IC ID
Document
Title
Status
34137 Modified
ICR Details
3235-0049 200803-3235-013
Historical Inactive 200708-3235-015
SEC 270-39
Form ADV
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 06/06/2008
Retrieve Notice of Action (NOA) 03/14/2008
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden. This action has no effect on any current approvals.
  Inventory as of this Action Requested Previously Approved
02/28/2011 36 Months From Approved 02/28/2011
26,968 0 26,968
109,678 0 109,678
2,949,428 0 2,949,428

Form ADV under the Investment Advisers Act of 1940 is filed upon initial registration as an investment adviser, is updated on an annual basis by all advisers, and may be more frequently updated to correct certain material information.

US Code: 15 USC 80b-1 Name of Law: Investment Advisers Act of 1940
  
None

3235-AI17 Proposed rulemaking 73 FR 13958 03/14/2008

No

1
IC Title Form No. Form Name
Form ADV SEC-1707 Form ADV

Yes
Changing Regulations
No
The Commission proposed to amend Part 2 of Form ADV, and related rules, to provide advisory clients with brochure and brochure supplements that contain clear, current and more meaningful disclosure in a narrative plan English format.

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Vivian Liu 202 942-0719

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/14/2008


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