Form ADV

ICR 202005-3235-004

OMB: 3235-0049

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2020-08-24
Supplementary Document
2020-08-24
Supplementary Document
2020-08-24
Supporting Statement A
2020-06-25
IC Document Collections
IC ID
Document
Title
Status
34137 Modified
ICR Details
3235-0049 202005-3235-004
Active 201907-3235-025
SEC IM-270-039
Form ADV
Revision of a currently approved collection   No
Regular
Approved without change 11/09/2020
Retrieve Notice of Action (NOA) 08/24/2020
  Inventory as of this Action Requested Previously Approved
11/30/2023 36 Months From Approved 11/30/2020
17,800 0 17,579
383,652 0 514,797
13,822,389 0 21,767,370

Form ADV under the Investment Advisers Act of 1940 is filed upon initial registration as an investment adviser and is also filed by exempt reporting advisers filing reports with the Commission, is updated on an annual basis by all advisers, and may be more frequently updated to correct certain material information.

US Code: 15 USC 80b-1 Name of Law: Investment Advisers Act of 1940
  
None

Not associated with rulemaking

  85 FR 28685 05/13/2020
85 FR 52173 08/24/2020
No

1
IC Title Form No. Form Name
Form ADV SEC 1707, SEC 1707, SEC 1707, SEC 1707, SEC 1707 Form ADV instructions ,   Form ADV Part1a ,   Form ADV Part 1B ,   Form ADV ,   Form ADV Execution

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17,800 17,579 0 0 221 0
Annual Time Burden (Hours) 383,652 514,797 0 0 -131,145 0
Annual Cost Burden (Dollars) 13,822,389 21,767,370 0 0 -7,944,981 0
No
No
We have revised the estimated hour burden from 514,797 to 383,652 based on new information with respect to the estimated number of SEC-registered investment advisers and exempt reporting advisers. This new information is based on data derived from information submitted by advisers on Form ADVs filed through the IARD. The number of hours per response has changed since the last estimate. The decrease in hour burden is attributable primarily to the fact that the current approved burdens reflect the initial hourly burdens to prepare and file the relationship summary on Form ADV.

$0
No
    Yes
    Yes
No
No
No
No
Olawale Oriola 202 551-6541

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/24/2020


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