30 Day Notice

Federal Register / Vol. 85, No. 164 / Monday, August 24, 2020 / Notices
agents, have a wide range of choices of
where to route orders for execution’;
[and] ‘no exchange can afford to take its
market share percentages for granted’
because ‘no exchange possesses a
monopoly, regulatory or otherwise, in
the execution of order flow from broker
dealers’ . . .’’.13 Accordingly, the
Exchange does not believe its proposed
fee change imposes any burden on
competition that is not necessary or
appropriate in furtherance of the
purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act 14 and paragraph (f) of Rule
19b–4 15 thereunder. At any time within
60 days of the filing of the proposed rule
change, the Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:

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Electronic Comments

13 NetCoalition v. SEC, 615 F.3d 525, 539 (D.C.
Cir. 2010) (quoting Securities Exchange Act Release
No. 59039 (December 2, 2008), 73 FR 74770, 74782–
83 (December 9, 2008) (SR–NYSEArca–2006–21)).
14 15 U.S.C. 78s(b)(3)(A).
15 17 CFR 240.19b–4(f).

16:31 Aug 21, 2020

For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–18469 Filed 8–21–20; 8:45 am]
BILLING CODE 8011–01–P

• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CboeEDGX–2020–041 on the subject
line.

VerDate Sep<11>2014

Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CboeEDGX–2020–041. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CboeEDGX–2020–041 and
should be submitted on or before
September 14, 2020.

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COMMISSION
[SEC File No. 270–39, OMB Control No.
3235–0049]

Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
16 17

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100 F Street NE, Washington, DC
20549–2736
Extension:
Form ADV

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
The title for the collection of
information is ‘‘Form ADV under the
Investment Advisers Act of 1940.’’ Form
ADV is a three-part investment adviser
registration form. Part 1 of Form ADV
contains information used primarily by
the Securities and Exchange
Commission (the ‘‘Commission’’) staff
and Part 2 is the client brochure. Part 3
requires registered investment advisers
that offer services to retail investors to
prepare and file with the Commission,
post to the adviser’s website (if it has
one), and deliver to retail investors a
relationship summary. The Commission
uses the information on Form ADV to
determine eligibility for registration
with us and to manage our regulatory
and examination programs. Clients use
the information required in Form ADV
to determine whether to hire or retain
an investment adviser, as well as what
types of accounts and services are
appropriate for their needs. This
collection of information is found at 17
CFR 279.1, 17 CFR 275.203–1, 17 CFR
275.204–1 and 17 CFR 275.204–4 and is
mandatory.
The Commission’s examination staff
use the information to determine
eligibility for registration with us and to
manage our regulatory, examination,
and enforcement programs; it will be
accorded the same level of
confidentiality accorded to other
responses provided to the Commission
in the context of its examination and
oversight program.
The respondents to this information
collection are investment advisers
registered with the Commission. Our
latest data indicate that there were
13,520 advisers registered with the
Commission as of January 30, 2020. The
Commission has estimated that Form
ADV imposes an annual burden of
approximately 26.19 hours per
respondent. Based on this figure, the
Commission estimates a total annual
burden of 466,505 hours for this
collection of information.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular

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Federal Register / Vol. 85, No. 164 / Monday, August 24, 2020 / Notices

information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].

SECURITIES AND EXCHANGE
COMMISSION

Dated: August 19, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.

On February 3, 2020, NYSE National,
Inc. (‘‘NYSE National’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
establish fees for the NYSE National
Integrated Feed. The proposed rule
change was immediately effective upon
filing with the Commission pursuant to
Section 19(b)(3)(A) of the Act.3 The
proposed rule change was published for
comment in the Federal Register on
February 20, 2020.4 On April 1, 2020,
the Division of Trading and Markets, for
the Commission pursuant to delegated
authority, temporarily suspended the
proposed rule change and instituted
proceedings to determine whether to
approve or disapprove the proposed
rule change.5 On June 12, 2020, the
Commission issued a request for
information and additional comment on
the proposed rule change.6
Section 19(b)(2) of the Act 7 provides
that, after initiating disapproval
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
notice of filing of the proposed rule
change. The Commission may extend
the period for issuing an order
approving or disapproving the proposed
rule change, however, by not more than
60 days if the Commission determines
that a longer period is appropriate and
publishes the reasons for such
determination. The date of publication
of notice of filing of the proposed rule

[FR Doc. 2020–18499 Filed 8–21–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89605; File No. SR–
NASDAQ–2020–037]

Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Withdrawal of a Proposed Rule Change
To Adopt a New ‘‘Early Market On
Close’’ Order Type
August 18, 2020.

On July 6, 2020, The Nasdaq Stock
Market LLC (‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934,1 and Rule 19b–4 thereunder,2 a
proposed rule change to adopt a new
‘‘Early Market On Close’’ order type.
The proposed rule change was
published for comment in the Federal
Register on July 22, 2020.3 On August
14, 2020, the Exchange withdrew the
proposed rule change (SR–NASDAQ–
2020–037).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.4
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–18472 Filed 8–21–20; 8:45 am]

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 89334
(July 16, 2020), 85 FR 44333. Comments received
on the proposed rule change are available on the
Commission’s website at: https://www.sec.gov/
comments/sr-nasdaq-2020-037/
srnasdaq2020037.htm.

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217

CFR 200.30–3(a)(12).

16:31 Aug 21, 2020

August 18, 2020.

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 See Securities Exchange Act Release No. 88211
(February 14, 2020), 85 FR 9847.
5 See Securities Exchange Act Release No. 88538,
85 FR 19541 (April 7, 2020).
6 See Securities Exchange Act Release No. 89065,
85 FR 37123 (June 19, 2020). Comments received
on the proposed rule change are available on the
Commission’s website at: https://www.sec.gov/
comments/sr-nysenat-2020-05/
srnysenat202005.htm.
7 15 U.S.C. 78s(b)(2).
2 17

1 15

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Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Designation of
a Longer Period for Commission
Action on Proceedings to Determine
Whether to Approve or Disapprove a
Proposed Rule Change to Establish
Fees for the NYSE National Integrated
Feed

1 15

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4 17

[Release No. 34–89592; File No. SR–
NYSENAT–2020–05]

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change was February 20, 2020. August
18, 2020, is 180 days from that date, and
October 17, 2020, is 240 days from that
date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
this proposed rule change. Accordingly,
the Commission, pursuant to Section
19(b)(2) of the Act,8 designates October
17, 2020, as the date by which the
Commission shall either approve or
disapprove the proposed rule change
(File No. SR–NYSENAT–2020–05).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–18463 Filed 8–21–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89603; File No. SR–
NASDAQ–2020–043]

Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend Rule
4759
August 18, 2020.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August 5,
2020, The Nasdaq Stock Market LLC
(‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 4759 (Data Feeds Utilized) to add
MIAX PEARL, LLC (‘‘MIAX PEARL’’)
and MEMX LLC (‘‘MEMX’’) to the list of
market centers under Rule 4759 and
provide that the Exchange will utilize
CQS/UQDF.
The text of the proposed rule change
is available on the Exchange’s website at
8 Id.
9 17

CFR 200.30–3(a)(57).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15

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