60 Day Notice

Federal Register / Vol. 85, No. 93 / Wednesday, May 13, 2020 / Notices
Intermarket Competition. The
Exchange operates in a highly
competitive market in which market
participants can readily choose to send
their orders to other exchange and offexchange venues if they deem fee levels
at those other venues to be more
favorable. As noted above, the
Exchange’s market share of intraday
trading (i.e., excluding auctions) is
currently less than 12%. In such an
environment, the Exchange must
continually adjust its fees and rebates to
remain competitive with other
exchanges and with off-exchange
venues. Because competitors are free to
modify their own fees and credits in
response, and because market
participants may readily adjust their
order routing practices, the Exchange
does not believe its proposed fee change
can impose any burden on intermarket
competition.
The Exchange believes that the
proposed change could promote
competition between the Exchange and
other execution venues, including those
that currently offer similar order types
and comparable transaction pricing, by
encouraging additional orders to be sent
to the Exchange for execution.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.

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III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 41 of the Act and
subparagraph (f)(2) of Rule 19b–4 42
thereunder, because it establishes a due,
fee, or other charge imposed by the
Exchange.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 43 of the Act to
determine whether the proposed rule
41 15

U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(2).
43 15 U.S.C. 78s(b)(2)(B).
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change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEARCA–2020–39 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEARCA–2020–39. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEARCA–2020–39, and
should be submitted on or before June
3, 2020.

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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.44
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–10219 Filed 5–12–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0049, SEC File No.
270–39]

Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Form ADV

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
The title for the collection of
information is ‘‘Form ADV under the
Investment Advisers Act of 1940.’’ Form
ADV is a three-part investment adviser
registration form. Part 1 of Form ADV
contains information used primarily by
the Securities and Exchange
Commission (the ‘‘Commission’’) staff
and Part 2 is the client brochure. Part 3
requires registered investment advisers
that offer services to retail investors to
prepare and file with the Commission,
post to the adviser’s website (if it has
one), and deliver to retail investors a
relationship summary. The Commission
uses the information on Form ADV to
determine eligibility for registration
with us and to manage our regulatory
and examination programs. Clients use
the information required in Form ADV
to determine whether to hire or retain
an investment adviser, as well as what
types of accounts and services are
appropriate for their needs.
This collection of information is
found at 17 CFR 279.1, 17 CFR 275.203–
1, 17 CFR 275.204–1 and 17 CFR
275.204–4 and is mandatory. The
Commission’s examination staff use the
information to determine eligibility for
registration with us and to manage our
44 17

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CFR 200.30–3(a)(12).

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Federal Register / Vol. 85, No. 93 / Wednesday, May 13, 2020 / Notices

regulatory, examination, and
enforcement programs; it will be
accorded the same level of
confidentiality accorded to other
responses provided to the Commission
in the context of its examination and
oversight program.
The respondents to this information
collection are investment advisers
registered with the Commission. Our
latest data indicate that there were
13,520 advisers registered with the
Commission as of January 30, 2020. The
Commission has estimated that Form
ADV imposes an annual burden of
approximately 26.19 hours per
respondent. Based on this figure, the
Commission estimates a total annual
burden of 466,505 hours for this
collection of information.
Written comments are invited on: (a)
Whether the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication. An agency may not conduct
or sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Please direct your written comments
to David Bottom, Chief Information
Officer, Securities and Exchange
Commission, C/O Cynthia Roscoe, 100 F
Street NE, Washington, DC 20549; or
send an email to: PRA_Mailbox@
sec.gov.
Dated: May 8, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.

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[FR Doc. 2020–10276 Filed 5–12–20; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–88842; File No. 265–30]

Fixed Income Market Structure
Advisory Committee
Securities and Exchange
Commission.
ACTION: Notice of meeting.
AGENCY:

Notice is being provided that
the Securities and Exchange
Commission Fixed Income Market
Structure Advisory Committee will hold
a public meeting on Monday, June 1,
2020, by remote means. The meeting
will begin at 9:30 a.m. (ET) and will be
open to the public via webcast on the
Commission’s website at www.sec.gov.
Persons needing special
accommodations to take part because of
a disability should notify the contact
person listed below. The public is
invited to submit written statements to
the Committee. The meeting will
include panel discussions and potential
recommendations from the
subcommittees, including potential
recommendations concerning internal
fund crosses and credit ratings, as well
as a panel discussing the role of bond
pricing services.
DATES: The public meeting will be held
on June 1, 2020. Written statements
should be received on or before May 26,
2020.
PLACES: The meeting will be held by
remote means and webcast on
www.sec.gov. Written statements may be
submitted by any of the following
methods. To help us process and review
your statement more efficiently, please
use only one method. At this time,
electronic statements are preferred.
SUMMARY:

Electronic Statements

Statements also will be available for
website viewing and printing in the
Commission’s Public Reference Room,
100 F Street NE, Room 1580,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. For up-to-date
information on the availability of the
Public Reference Room, please refer to
https://www.sec.gov/fast-answers/
answerspublicdocshtm.html or call
(202) 551–5450.
All statements received will be posted
without change. Persons submitting
comments are cautioned that we do not
redact or edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
FOR FURTHER INFORMATION CONTACT:
David Dimitrious, Senior Special
Counsel, at (202) 551–5131, or Arisa
Kettig, Special Counsel, at (202) 551–
5676, Division of Trading and Markets,
Securities and Exchange Commission,
100 F Street NE, Washington, DC
20549–7010.
SUPPLEMENTARY INFORMATION: In
accordance with Section 10(a) of the
Federal Advisory Committee Act, 5
U.S.C.-App. 1, and the regulations
thereunder, Brett Redfearn, Designated
Federal Officer of the Committee, has
ordered publication of this notice.
Dated: May 8, 2020.
Vanessa A. Countryman,
Committee Management Officer.
[FR Doc. 2020–10262 Filed 5–12–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–88834; File No. SR–
NYSEAMER–2020–34]

• Use the Commission’s internet
submission form (http://www.sec.gov/
rules/other.shtml); or
• Send an email message to [email protected]. Please include File
Number 265–30 on the subject line; or

Self-Regulatory Organizations; NYSE
American LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Change To Amend the NYSE American
Options Fee Schedule

Paper Statements

Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on May 1,
2020, NYSE American LLC (‘‘NYSE
American’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the self-

• Send paper statements in triplicate
to Vanessa A. Countryman, Federal
Advisory Committee Management
Officer, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File No.
265–30. This file number should be
included on the subject line if email is
used. The Commission will post all
statements on the Commission’s internet
website at http://www.sec.gov/
comments/265-30/265-30.shtml.

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May 7, 2020.

1 15

U.S.C.78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15

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