FORM ADV (17 CFR 279.1) AND RULE 203-1 (17 CFR 275.203-11) UNDER THE INVESTMENT ADVISERS ACT OF 1940

ICR 198904-3235-040

OMB: 3235-0049

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0049 198904-3235-040
Historical Active 198805-3235-002
SEC
FORM ADV (17 CFR 279.1) AND RULE 203-1 (17 CFR 275.203-11) UNDER THE INVESTMENT ADVISERS ACT OF 1940
No material or nonsubstantive change to a currently approved collection   No
Emergency 04/18/1989
Approved with change 04/18/1989
Retrieve Notice of Action (NOA) 04/18/1989
  Inventory as of this Action Requested Previously Approved
06/30/1991 06/30/1991 06/30/1991
3,600 0 3,600
32,250 0 32,250
0 0 0

INFORMATION FURNISHED ON FORM ADV IS USED (A) BY THE COMMISSION TO DETERMINE WHETHER OR NOT TO DECLARE EFFECTIVE AN APPLICATION FOR REGISTRATION AND (B) MADE AVAILABLE TO THE PUBLIC TO DISCLOSE APPLICANT'S BASIC CHARACTERISTICS, GENERAL BACKGROUND, AND BUSINESS PRACTICES.

None
None


No

1
IC Title Form No. Form Name
FORM ADV (17 CFR 279.1) AND RULE 203-1 (17 CFR 275.203-11) UNDER THE INVESTMENT ADVISERS ACT OF 1940 1701

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,600 3,600 0 0 0 0
Annual Time Burden (Hours) 32,250 32,250 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/18/1989


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