INVESTMENT ADVISERS ACT OF 1940, RULE 203-1 17 CFR 275.203-1, FORM ADV, 17 CFR 279.1

ICR 199405-3235-001

OMB: 3235-0049

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0049 199405-3235-001
Historical Active 199402-3235-020
SEC
INVESTMENT ADVISERS ACT OF 1940, RULE 203-1 17 CFR 275.203-1, FORM ADV, 17 CFR 279.1
Revision of a currently approved collection   No
Regular
Approved without change 05/13/1994
Retrieve Notice of Action (NOA) 05/10/1994
  Inventory as of this Action Requested Previously Approved
05/31/1997 05/31/1997 01/31/1997
3,500 0 3,500
31,522 0 31,534
0 0 0

DESCRIBE NEEDS, USES AND AFFECTED PUBLIC IN 50 WORDS OF LESS. SECURITIES REGULATION INFORMATION FURNISHED ON FORM ADV IS (A) USED BY THE COMMISSION TO DETERMINE WHETHER OR NOT TO DECLARE EFFECTIVE AN APPLICATION FOR REGISTRATION AND (B) MADE AVAILABLE TO THE PUBLIC TO DISCLOSE APPLICANT'S BASIC CHARACTERISTICS, GENERAL BACKGROUND, AND BUSINESS PRACTICES.

None
None


No

1
IC Title Form No. Form Name
INVESTMENT ADVISERS ACT OF 1940, RULE 203-1 17 CFR 275.203-1, FORM ADV, 17 CFR 279.1 SEC 1707

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,500 3,500 0 0 0 0
Annual Time Burden (Hours) 31,522 31,534 0 -18 6 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/10/1994


© 2024 OMB.report | Privacy Policy