Form ADV under the Investment Advisers Act of 1940 -- 17 CFR 275.203-1, 17 CFR 275.204-1, 17 CFR 279.1

ICR 199704-3235-007

OMB: 3235-0049

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0049 199704-3235-007
Historical Active 199612-3235-024
SEC
Form ADV under the Investment Advisers Act of 1940 -- 17 CFR 275.203-1, 17 CFR 275.204-1, 17 CFR 279.1
Revision of a currently approved collection   No
Regular
Approved without change 04/30/1997
Retrieve Notice of Action (NOA) 04/25/1997
  Inventory as of this Action Requested Previously Approved
04/30/2000 04/30/2000 05/31/1997
10,657 0 3,500
18,127 0 31,522
0 0 0

Form ADV under the Investment Advisers Act of 1940 is filed upon initial registration as an investment adviser, is updated on an annual basis by all registered investment advisers, and may be updated more frequently to correct certain material information.

None
None


No

1
IC Title Form No. Form Name
Form ADV under the Investment Advisers Act of 1940 -- 17 CFR 275.203-1, 17 CFR 275.204-1, 17 CFR 279.1 1707

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10,657 3,500 0 7,157 0 0
Annual Time Burden (Hours) 18,127 31,522 0 -13,395 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/25/1997


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