Investment Advisers Registration -- Rule 203-1 under the Investment Advisers Act of 1940, 17 CFR 275.203-1; Form ADV under the Investment Advisers Act of 1940, 17 CFR 279.1

ICR 199612-3235-024

OMB: 3235-0049

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0049 199612-3235-024
Historical Inactive 199405-3235-001
SEC
Investment Advisers Registration -- Rule 203-1 under the Investment Advisers Act of 1940, 17 CFR 275.203-1; Form ADV under the Investment Advisers Act of 1940, 17 CFR 279.1
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 03/13/1997
Retrieve Notice of Action (NOA) 12/26/1996
As discussed with the agency, this collection should be resubmitted before final rulemaking covering all uses of the form ADV (with or without Schedule I), including justification of the information required by this form and how used.
  Inventory as of this Action Requested Previously Approved
05/31/1997 03/31/2000 05/31/1997
3,500 0 3,500
31,522 0 0
0 0 0

Rule 203-1 and form ADV under the Investment Advisers Act of 1940 set forth the requirements for Investment Advisers registration.

None
None


No

No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/26/1996


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