FORM ADV APPLICATION (17 CFR 279.1) AND RULE 203-1 UNDER THE INVESTMENT ADVISERS ACT OF 1940 (17 CFR 275.203-1)

ICR 198107-3235-026

OMB: 3235-0049

Federal Form Document

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Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0049 198107-3235-026
Historical Active
SEC
FORM ADV APPLICATION (17 CFR 279.1) AND RULE 203-1 UNDER THE INVESTMENT ADVISERS ACT OF 1940 (17 CFR 275.203-1)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 09/15/1981
Retrieve Notice of Action (NOA) 07/29/1981
  Inventory as of this Action Requested Previously Approved
09/30/1984 09/30/1984
1,101 0 0
8,808 0 0
0 0 0

INFORMATION FURNISHED IS A) USED BY THE COMMISSION TO DETERMINE WHETHE OR NOT TO MAKE EFFECTIVE AN APPLICATION FOR REGISTRATION AND B) MADE AVAILABLE TO THE PUBLIC TO DISCLOSE APPLICANT'S BASIC CHARACTERISTICS, GENERAL BACKGROUND AND BUSINESS PRACTICES.

None
None


No

1
IC Title Form No. Form Name
FORM ADV APPLICATION (17 CFR 279.1) AND RULE 203-1 UNDER THE INVESTMENT ADVISERS ACT OF 1940 (17 CFR 275.203-1) SEC 1707

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,101 0 0 0 1,101 0
Annual Time Burden (Hours) 8,808 0 0 0 8,808 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/29/1981


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