Form ADV Under the Investment Advisers Act of 1940 [17 CFR 275. 203-1, 275.204-1, 279.1]

ICR 200004-3235-001

OMB: 3235-0049

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0049 200004-3235-001
Historical Active 199711-3235-004
SEC
Form ADV Under the Investment Advisers Act of 1940 [17 CFR 275. 203-1, 275.204-1, 279.1]
Revision of a currently approved collection   No
Regular
Approved without change 06/06/2000
Retrieve Notice of Action (NOA) 04/12/2000
  Inventory as of this Action Requested Previously Approved
06/30/2003 06/30/2003 02/28/2001
14,140 0 12,570
27,018 0 19,448
0 0 0

Form ADV under the Investment Advisers Act of 1940 is filed upon initial registration as an investment adviser, is updated on an annual basis by all advisers, and may be updated more frequently to correct certain material information.

None
None


No

1
IC Title Form No. Form Name
Form ADV Under the Investment Advisers Act of 1940 [17 CFR 275. 203-1, 275.204-1, 279.1] SEC-1707

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 14,140 12,570 0 802 768 0
Annual Time Burden (Hours) 27,018 19,448 0 3,867 3,703 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/12/2000


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