Information Collection

Form ADV Under the Investment Advisers Act of 1940 [17 CFR 275. 203-1, 275.204-1, 279.1]

IC 34129 under ICR 200004-3235-001 · OMB 3235-0049.

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Information Collection (IC) Details

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IC Title:	Form ADV Under the Investment Advisers Act of 1940 [17 CFR 275. 203-1, 275.204-1, 279.1]	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1707				Yes	Yes

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 9,100	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	14,140	802	768	12,570
Annual IC Time Burden (Hours)	27,018	3,867	3,703	19,448
Annual IC Cost Burden (Dollars)	0	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.