This ICR is
associated with proposed SEC Release Nos. IA-2209 and IC-26337. The
agency is requested to resubmit this ICR at the time of final
rulemaking.
Inventory as of this Action
Requested
Previously Approved
09/30/2005
03/31/2007
09/30/2005
23,350
0
23,350
46,921
0
0
2,760,000
0
0
Form ADV under the Investment Advisers
Act of 1940 is filed upon initial registration as an investment
adviser, is updated on an annual basis by all advisers, and may be
more frequently updated to correct certain material
information.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.