REGULATION A SMALL OFFERING EXEMPTION FROM REGISTRATION PROVISIONS OF THE SECURITIES ACT AND ITS ATTENDANT FORMS

ICR 198308-3235-038

OMB: 3235-0286

Federal Form Document

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Document
Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0286 198308-3235-038
Historical Active 198211-3235-008
SEC
REGULATION A SMALL OFFERING EXEMPTION FROM REGISTRATION PROVISIONS OF THE SECURITIES ACT AND ITS ATTENDANT FORMS
No material or nonsubstantive change to a currently approved collection   No
Emergency 08/16/1983
Approved with change 08/16/1983
Retrieve Notice of Action (NOA) 08/16/1983
  Inventory as of this Action Requested Previously Approved
02/28/1986 02/28/1986 02/28/1986
685 0 685
159,423 0 624,920
0 0 0

REGULATION A PROVIDES A GENERAL EXEMPTION TO THE REGISTRATION PROVISIO OF THE SECURITIES ACT OF 1933 WHICH MAY BE USED BY A VARIETY OF ISSUER TO RAISE UP TO $1.5 MILLION WORTH OF SECURITIES DURING ANY TWELVE MONTH PERIOD.

None
None


No

1
IC Title Form No. Form Name
REGULATION A SMALL OFFERING EXEMPTION FROM REGISTRATION PROVISIONS OF THE SECURITIES ACT AND ITS ATTENDANT FORMS 685

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 685 685 0 0 0 0
Annual Time Burden (Hours) 159,423 624,920 0 -465,497 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/16/1983


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