FINAL REGULATION REGARDING AN ALTERNATIVE METHOD OF COMPLIANCE WITH, AND AN EXEMPTION FROM THE UPDATED SUMMARY PLAN DESCRIPTION REQUIREMENTS UNDER ERISA

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability

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IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
121482	FINAL REGULATION REGARDING AN ALTERNATIVE METHOD OF COMPLIANCE WITH, AND AN EXEMPTION FROM THE UPDATED SUMMARY PLAN DESCRIPTION REQUIREMENTS UNDER ERISA		Migrated

ICR Details

OMB Control No: 1210-0039	ICR Reference No: 198405-1210-001
Status: Historical Inactive	Previous ICR Reference No: 198304-1210-001
Agency/Subagency: DOL/EBSA	Agency Tracking No:
Title: FINAL REGULATION REGARDING AN ALTERNATIVE METHOD OF COMPLIANCE WITH, AND AN EXEMPTION FROM THE UPDATED SUMMARY PLAN DESCRIPTION REQUIREMENTS UNDER ERISA
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Withdrawn and continue	Conclusion Date: 06/14/1984
	Date Received in OIRA: 05/30/1984
Terms of Clearance: The Department's request of May 23, which was receeived by OMB on May 30, for appoval of a modification to the existing clearance was withdrawn by telephone on June 14. The existing approval, issued 4/19/83, continues until 4/30/86.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/1986	04/30/1986	04/30/1986
Responses	115,537,150	0	115,537,150
Time Burden (Hours)	5,580,689	0	5,580,689
Cost Burden (Dollars)	0	0	0

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Abstract: ADMINISTRATORS OF EMPLOYEE BENEFIT PLANS ARE PROVIDED WITH A LESS COST AND BURDENSOME ALTERNATIVE MEANS OF COMPLYING WITH THE STATUTORY REQUIREMENT TO FURNISH PARTICIPANTS AND BENEFICIARIES, AND TO FILE WIT THE DEPARTMENT, A FIVE YEAR UPDATED SUMMARY PLAN DESCRIPTION REQUIRED UNDER ERISA.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
FINAL REGULATION REGARDING AN ALTERNATIVE METHOD OF COMPLIANCE WITH, AND AN EXEMPTION FROM THE UPDATED SUMMARY PLAN DESCRIPTION REQUIREMENTS UNDER ERISA

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/30/1984

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