RULE 270.17G-1(G) - BONDING OF OFFICERS AND EMPLOYEES OF REGISTERED MANAGEMENT INVESTMENT COMPANIES

ICR 198512-3235-002

OMB: 3235-0213

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0213 198512-3235-002
Historical Active 198412-3235-005
SEC
RULE 270.17G-1(G) - BONDING OF OFFICERS AND EMPLOYEES OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Extension without change of a currently approved collection   No
Regular
Approved without change 01/15/1986
Retrieve Notice of Action (NOA) 12/10/1985
  Inventory as of this Action Requested Previously Approved
01/31/1989 01/31/1989 01/31/1986
950 0 950
950 0 950
0 0 0

SEC. 17(G) OF THE INVESTMENT COMPANY ACT OF 1940 AUTHORIZES THE COMMISSION TO REQUIRE THAT CERTAIN OFFICERS AND EMPLOYEES OF REGISTERE MANAGEMENT COMPANIES BE BONDED BY INSURANCE COMPANIES AGAINST LARCENY AND EMBEZZLEMENT. RULE 17G-1(G) SETS CERTAIN FILING AND REPORTING REQUIREMENTS IN CONNECTION WITH MAINTAINING SUCH INSURANCE COVERAGE. REGISTERED INVESTMENT COMPANIES ARE AFFECTED.

None
None


No

1
IC Title Form No. Form Name
RULE 270.17G-1(G) - BONDING OF OFFICERS AND EMPLOYEES OF REGISTERED MANAGEMENT INVESTMENT COMPANIES

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 950 950 0 0 0 0
Annual Time Burden (Hours) 950 950 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/10/1985


© 2024 OMB.report | Privacy Policy