NOTICES REGARDING "EXEMPT TRANSFER AGENT" STATUS (17 CFR 240.17AD-4(B) AND (C))

ICR 198601-3235-005

OMB: 3235-0341

Federal Form Document

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ICR Details
3235-0341 198601-3235-005
Historical Active
SEC
NOTICES REGARDING "EXEMPT TRANSFER AGENT" STATUS (17 CFR 240.17AD-4(B) AND (C))
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 02/21/1986
Retrieve Notice of Action (NOA) 01/21/1986
  Inventory as of this Action Requested Previously Approved
01/31/1989 01/31/1989
70 0 0
35 0 0
0 0 0

RULE 17AD-4(B) AND (C) IS USED T DOCUMENT WHEN TRANSFER AGENTS ARE EXEMPT, OR NO PROVISIONS OF THE COMMISSION'S TRANSFER AGENT RULES.

None
None


No

1
IC Title Form No. Form Name
NOTICES REGARDING "EXEMPT TRANSFER AGENT" STATUS (17 CFR 240.17AD-4(B) AND (C))

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 70 0 0 0 70 0
Annual Time Burden (Hours) 35 0 0 0 35 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/21/1986


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