RULE 6C-9 -- EXEMPTION FROM THE INVESTMENT COMPANY ACT OF 1940 FOR THE OFFER OR SALE OF DEBT SECURITIES AND NON-VOTING PREFERRED STOCK BY FOREIGN BANKS OR FOREIGN BANK FINANCE...

ICR 198609-3235-007

OMB: 3235-0344

Federal Form Document

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ICR Details
3235-0344 198609-3235-007
Historical Active
SEC
RULE 6C-9 -- EXEMPTION FROM THE INVESTMENT COMPANY ACT OF 1940 FOR THE OFFER OR SALE OF DEBT SECURITIES AND NON-VOTING PREFERRED STOCK BY FOREIGN BANKS OR FOREIGN BANK FINANCE...
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 10/27/1986
Retrieve Notice of Action (NOA) 09/22/1986
  Inventory as of this Action Requested Previously Approved
10/31/1989 10/31/1989
50 0 0
50 0 0
0 0 0

TO MAKE APPLICABLE STATE AND FEDERAL LAWS ENFORCEABLE BY THE COMMISSIO OR PRIVATE PLAINTIFFS AGAINST FOREIGN BANKS AND SUBSIDIARIES OF FOREIG BANKS ORGANIZED OR INCORPORATED ABROAD THAT OFFER OR SELL SECURITIES IN THE UNITED STATES BY ENSURING THAT A PLAINTIFF WILL BE ABLE TO SERV PROCESS ON THE FOREIGN BANK OR SUBSIDIARY.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 0 0 50 0 0
Annual Time Burden (Hours) 50 0 0 50 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/22/1986


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