Proposed Rules Governing Commission Review Of Exchange Disciplinary, Access Denial And Other Adverse Actions

PROPOSED RULES GOVERNING COMMISSION REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL AND OTHER ADVERSE ACTIONS

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Documents and Forms

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no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	PROPOSED RULES GOVERNING COMMISSION REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL AND OTHER ADVERSE ACTIONS	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 9,478	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	16,113	157	10,681	5,275
Annual IC Time Burden (Hours)	781,316	386	26,275	754,655
Annual IC Cost Burden (Dollars)	0	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.