PROPOSED RULES GOVERNING COMMISSION REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL AND OTHER ADVERSE ACTIONS

ICR 198702-3038-001

OMB: 3038-0022

Federal Form Document

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Name
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ICR Details
3038-0022 198702-3038-001
Historical Active 198602-3038-001
CFTC
PROPOSED RULES GOVERNING COMMISSION REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL AND OTHER ADVERSE ACTIONS
Revision of a currently approved collection   No
Regular
Approved without change 04/07/1987
Retrieve Notice of Action (NOA) 02/06/1987
  Inventory as of this Action Requested Previously Approved
04/30/1990 04/30/1990 10/31/1987
16,113 0 5,275
781,316 0 754,655
0 0 0

REPORTING AND RECORDKEEPING REQUIREMENTS HAVE BEEN IMPOSED BY THESE REGULATIONS TO ASSURE THAT THE COMMODITY OPTION EXCHANGES AND THE COMMISSION HAVE THE INFORMATION NEEDED TO SAFEGUARD THESE MARKETS AND THAT THE INVESTING PUBLIC RECEIVES ADEQUATE DISCLOSURE OF DATA ON COMMODITY OPTION INVESTMENTS.

None
None


No

1
IC Title Form No. Form Name
PROPOSED RULES GOVERNING COMMISSION REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL AND OTHER ADVERSE ACTIONS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 16,113 5,275 0 157 10,681 0
Annual Time Burden (Hours) 781,316 754,655 0 386 26,275 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/06/1987


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