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Commodity Futures Trading Commission

Agency prefix 3038 · CFTC · Financial Regulators · Latest filing 2026-05-14

Agency summary

Agency code: CFTC

Government type: Financial Regulators

Indexed filings: 887

Latest filing date: 2026-05-14

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OMB Prefix Agency Code Filings
3001 ACTION ACTION 165
3002 Administrative Conference of the United States ACUS 10
3003 Emergency Oil and Gas Guaranteed Loan Board EOGGLB 3
3004 Emergency Steel Guarantee Loan Board ESGLB 3
3005 African Development Foundation ADF 0
3010 Advisory Council on Historic Preservation ACHP 0
3011 Appalachian Regional Commission ARC 0
3014 Architectural and Transportation Barriers Compliance Board ATBCB 21
3015 United States International Development Finance Corporation DFC 55
3019 Barry M. Goldwater Scholarship and Excellence in Education Foundation BGSEEF 3
3020 James Madison Memorial Fellowship Foundation JMMFF 5
3024 Civil Aeronautics Board CAB 188
3030 Armed Forces Retirement Home AFRH 0
3035 U.S. Commission on Civil Rights CCR 12
3037 Committee for Purchase From People Who Are Blind or Severely Disabled CPBSD 106
3039 REGS/RMS REGS/RMS 58
3041 Consumer Product Safety Commission CPSC 535
3045 Corporation for National and Community Service CNCS 559
3046 Equal Employment Opportunity Commission EEOC 252
3048 Export-Import Bank of the United States EXIMBANK 358
3052 Farm Credit Administration FCA 0
3053 Farm Credit System Assistance Board FCSAB 0
3055 Farm Credit System Insurance Corporation FCSIC 0
3060 Federal Communications Commission FCC 8919
3064 Federal Deposit Insurance Corporation FDIC 1657
3067 Federal Emergency Management Agency FEMA 1100
3068 Federal Home Loan Bank Board FHLBB 286
3069 Federal Housing Finance Board FHFB 57
3070 Federal Labor Relations Authority FLRA 53
3072 Federal Maritime Commission FMC 342
3076 Federal Mediation and Conciliation Service FMCS 117
3079 Federal Mine Safety and Health Review Commission FMSHRC 2
3080 Office of the Federal Coordinator for Alaska Natural Gas Transportation Projects OFC-ANGTP 0
3084 Federal Trade Commission FTC 724
3085 Vietnam Education Foundation VEF 0
3086 REGS/RMS REGS/RMS 39
3090 General Services Administration GSA 935
3095 National Archives and Records Administration NARA 357
3098 National Assessment Governing Board NAGB 6
Forms
OMB Number Title Latest filing
3038-0122 Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance 2025-12-15
3038-0121 Regulations Governing Separate Account Treatment for Withdrawal of Customer Initial Margin 2025-01-22
3038-0120 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants 2024-01-24
3038-0119 Qualification Information for Candidates to Advisory Committees and Subcommittees 2023-05-05
3038-0118 Regulations Governing Separate Account Treatment for Withdrawal of Customer Initial Margin 2023-04-14
3038-0117 Exemption from Derivatives Clearing Organization Registration 2023-08-09
3038-0116 Response to Notification of Termination of Exemptive Relief Issued Pursuant to Regulation 30.10 2026-05-01
3038-0115 Reparations Complaint, CFTC Form 30 2026-05-13
3038-0114 CFTC SmartCheck Annual Campaign Impact Tracking Survey 2016-10-20
3038-0113 Exemptions from Specualtive Limits 2016-06-13
3038-0112 Regulation Automated Trading 2015-12-17
3038-0111 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability determinations with margin requirements 2025-09-19
3038-0110 Position Limits for Derivatives 2014-07-02
3038-0109 Exclusion of Utility Operations-Related Swaps with Utility Special Entities from De Minimis Threshold for Swaps with Special Entities 2014-06-02
3038-0108 Quantitative Messaging Research 2013-10-28
3038-0107 Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery 2026-02-25
3038-0106 Form TO, Annual Notice Filing for Counterparties to Unreported Trade Option 2015-05-07
3038-0105 Financial Education Content Needs Survey 2013-01-25
3038-0104 Clearing Exemption for Swaps Between Certain Affiliated Entities 2025-01-31
3038-0103 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports) 2023-11-13
3038-0102 Clearing Exemption for Certain Swaps Entered into by Cooperatives 2025-12-04
3038-0101 Registration of Foreign Boards of Trade 2026-05-14
3038-0100 Designated contract markets, registered entities, reporting and record keeping requirements, swap execution facilities, swaps 2012-02-03
3038-0099 Process for a Swap Execution Facility or Designated Contract Market to Make a Swap Available to Trade 2025-09-18
3038-0098 Exemptive Order Regarding Compliance with Certain Swap Regulations 2012-07-24
3038-0097 Process for Review of Swaps for Mandatory Clearing 2023-09-26
3038-0096 Swap Data Reporting and Recordkeeping Requirements 2023-12-28
3038-0095 Position Reports for Physical Commodity Swaps, 17 CFR Part 20 2024-06-28
3038-0094 Clearing Member Risk Management 2025-05-08
3038-0093 Part 40, Provisions Common to Registered Entities 2024-11-07
3038-0092 Customer Clearing Documentation and Timing of Acceptance for Clearing 2023-11-13
3038-0091 Protection of Cleared Swaps Customer Contracts and Collateral Conforming Amendments to the Commodity Broker Bankruptcy Provisions 2023-12-28
3038-0090 Swap Recordkeeping Requirements 2023-06-26
3038-0089 Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps 2025-07-15
3038-0088 Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants 2025-12-09
3038-0087 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Participants. 2025-06-26
3038-0086 Swap Data Repositories; Registration and Regulatory Requirements 2024-12-16
3038-0085 Rule 50.50 End-User Notification of Non-Cleared Swap 2025-12-04
3038-0084 Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants 2025-05-08
3038-0083 Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation for Swap Dealers and Major Swap Participants 2019-07-02
3038-0082 Implementing the Whistleblower Provision of Section 23 of the Commodity Exchange Act 2024-02-01
3038-0081 General Regulations and Derivatives Clearing Organizations 2017-08-01
3038-0080 Annual Report for Chief Compliance Officer of Registrants 2025-06-26
3038-0079 Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties 2025-12-30
3038-0078 Conflict of Interest Policies and Procedures by Future Commission Merchants and introducing Brokers 2025-07-21
3038-0077 Position Limits for Futures and Swaps 2012-06-27
3038-0076 Risk Management Requirements for Derivatives Clearing Organizations 2024-01-03
3038-0075 Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy 2025-05-08
3038-0074 Core Principles and Other Requirements for Swap Execution Facilities 2025-03-11
3038-0073 Part 37, 38, 39, and 40 - Information Related to Goverance Arrangements 2011-01-07
3038-0072 Registration of Swap Dealers and Major Swap Participants 2023-07-06
3038-0071 Interim Final Rule for Reporting Pre-enactment Swap Transaction; Proposed Collection, Comment Request: Reporting of Pre-enactment Swap Transaction 2011-01-24
3038-0070 Real-Time Public Reporting and Block Trade 2025-07-14
3038-0069 Information Management Requirements for Derivatives Clearing Organization 2018-09-26
3038-0068 Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants 77 FR 55094 (Dec. 28, 20102) 2019-07-02
3038-0067 Part 162 - Protection of Consumer Information under the Fair Credit Reporting Act 2022-09-29
3038-0066 Financial Resource Requirements for Derivatives Clearing Organizations 2018-02-27
3038-0065 Regulation 16.03 - Ownership and control report 2010-07-26
3038-0064 Rules, regulations and forms for domestic and foreign futures and options relating to registration with the Commission 2011-08-04
3038-0063 Regulation 1.45 and Parts 20 and 151 -- Position Limit Framework for Referenced Energy Contracts 2010-03-11
3038-0062 Regulation Pertaining to Financial Integrity of the Forex Market Place 2023-12-22
3038-0061 Regulation 16.02 - Daily Trade and Supporting Data Reports 2025-07-22
3038-0060 Regulation 36.3 - Exempt Commercial Market Submission Requirements 2012-09-06
3038-0059 Part 41, Relating to Security Futures Products 2023-10-24
3038-0058 Part 41 Relating to Security Futures Products 2001-08-07
3038-0057 Part 41 Relating to Security Futures Products 2001-08-06
3038-0056 Privacy of Consumer Financial Information 2001-10-10
3038-0055 Privacy of Consumer Financial Information 2026-02-26
3038-0054 Part 36 Establishing Notification Procedures for Entitles Operating as Exempt Markets 2010-12-22
3038-0053 Part 37 Establishing Procedures for Entities to be Recognized as Derivatives Transaction Facilities 2000-06-09
3038-0052 Part 38Core Principles and Other Requirements for Designated Contract Markets Proposed Rule 2025-07-18
3038-0051 Part 39 Recognized Clearing Organizations 2008-11-20
3038-0050 Public Reporting by Operators of Certain Large Commodity Pools 2000-04-13
3038-0049 Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters 2026-05-14
3038-0048 Off-Exchange Agricultural Trade Options 2009-03-26
3038-0047 Contract Market Transactions, Swap Agreements 1998-01-23
3038-0046 RISK ASSESSMENT FOR HOLDING COMPANY SYSTEMS 1994-03-29
3038-0043 Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions 2024-12-26
3038-0041 REGULATION OF HYBRID INSTRUMENTS 1992-04-03
3038-0039 OFF-EXCHANGE SURVEY 1987-10-09
3038-0036 LEVERAGE SURVEY 1987-03-10
3038-0035 Rules Relating to the Offer and Sale of Foreign Futures and Foreign Options 1997-10-09
3038-0034 ONE-TIME SURVEY OF FUTURES AND OPTIONS MARKETS 1984-04-18
3038-0033 PROPOSED RULE CHANGE -- NOTIFICATION OF PENDING LEGAL PROCEEDINGS 2024-11-25
3038-0032 STUDY OF TRADING ON MATERIAL, NON-PUBLIC INFORMATION 1984-02-14
3038-0031 Procurement Contracts 2022-09-02
3038-0029 RULES FOR CERTAIN LEVERAGE TRANSACTIONS 1989-01-27
3038-0028 LARGE HEDGER STUDY 1983-08-10
3038-0026 Gross Margining of Omnibus Accounts 2024-01-26
3038-0025 Practice by Former Members and Employees of the Commission Pursuant to 17 C.F.R. 140.735.6 2026-02-27
3038-0024 Risk Assessment for Holding Company Systems, Early Warning Reporting Requirements 2024-05-23
3038-0023 Rules, Regulations, and Forms for Domestic and Foreign Futures and Options Relating to Registration with the Commission 2026-02-09
3038-0022 Rules Pertaining to Contracts Markets and their Members 2010-12-21
3038-0021 Regulations Governing Bankruptcies of Commodity Brokers 2024-08-27
3038-0019 Stocks of Grain in Licensed Warehouses 2010-06-30
3038-0018 Information Concerning Warehouses 2000-07-28
3038-0017 Market Surveys 2025-09-17
3038-0016 Compliance with Requirements for Designation as a Contract Market 2001-01-24
3038-0015 Copies of Crop and Market Information Reports 2024-01-30
3038-0013 Position Limits 2026-05-01
3038-0012 FUTURES VOLUME, OPEN INTEREST, PRICES, DELIVERIES, AND EXCHANGES OF FUTURES FOR PHYSICALS 2025-07-18
3038-0010 MANAGED ACCOUNT QUESTIONNAIRE 1981-09-01
3038-0009 Position Limits for Derivatives 2024-06-03
3038-0008 WITHDRAWAL FROM REGISTRATION 1982-07-27
3038-0007 Regulation of Domestic Exchange-Traded Options 2024-10-25
3038-0005 Rules Relating to the Operations and Activities of the Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants 2024-09-26
3038-0003 REGULATIONS PERMITTING THE GRANT, OFFER AND SALE OF DEALER OPTIONS 1989-04-28
3038-0002 QUESTIONNAIRE ON USE OF LETTERS OF CREDIT AND SIZE OF BUSINESS CONDUCTED ON FOREIGN MARKETS 1981-04-30
3038-0001 FUTURES COMMISSION MERCHANT REPORT ON DEALER OPTIONS 1991-05-30