Clearing Exemption for Swaps Between Certain Affiliated Entities

Section 2(h)(1)(A) of the Commodity Exchange Act requires certain counterparties to submit for clearing certain swaps if they are required to be cleared by the Commission. Commission regulation 50.52 permits certain affiliated entities to elect not to clear certain inter-affiliate swaps that otherwise would be required to be cleared, provided that they meet certain conditions. The rule further requires the reporting of certain information if the inter-affiliate exemption is elected. This collection pertains to information the Commission needs to monitor use of the exemption and assess market risk in connection therewith.

The latest form for Clearing Exemption for Swaps Between Certain Affiliated Entities expires 2022-03-31 and can be found here.