OMB control number

Clearing Exemption for Certain Swaps Entered into by Cooperatives

OMB 3038-0102 · CFTC.

OMB 3038-0102

Section 2(h)(1)(A) of the Commodity Exchange Act requires certain entities to submit for clearing certain swaps if they are required to be cleared by the Commission. Commission regulation 50.51 permits certain cooperatives to elect not to clear certain swaps that otherwise would be required to be cleared, provided that they meet certain conditions. The rule further requires the reporting of certain information if the exemption for cooperatives is elected. This collection pertains to information the Commission needs to monitor use of the exemption and assess market risk in connection therewith.

The latest form for Clearing Exemption for Certain Swaps Entered into by Cooperatives expires 2029-01-31 and is listed under ICR 202507-3038-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
2025 Supporting Statement 3038-0102.docxSupporting Statement A
Clearing Exemption for Certain Swaps Entered into by Cooperatives Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202507-3038-001 Extension without change of a currently approved collection 2025-12-04 Approved without change
202210-3038-006 Revision of a currently approved collection 2022-10-24 Approved with change
201910-3038-002 Revision of a currently approved collection 2019-10-29 Approved without change
201609-3038-006 Revision of a currently approved collection 2016-09-19 Approved without change
201306-3038-007 New collection (Request for a new OMB Control Number) 2013-08-22 Approved without change
201207-3038-013 New collection (Request for a new OMB Control Number) 2012-08-11 Comment filed on proposed rule