OMB control number
Financial Resource Requirements for Derivatives Clearing Organizations
OMB 3038-0066 · CFTC.
OMB 3038-0066
This information collection is necessary, and would be used by, the Commission to evaluate a derivative clearing organization’s compliance with the financial resource reporting requirements prescribed in the Commodity Exchange Act and the Commission’s regulations. Respondents are derivatives clearing organizations that registered with the Commission.
The latest form for Financial Resource Requirements for Derivatives Clearing Organizations expires 2021-04-30 and is listed under ICR 201802-3038-002.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 60-day FRN 3038-0066 (12-5-17).pdf | Supplementary Document |
| 30-day FRN 3038-0066 (2-27-18).pdf | Supplementary Document |
 Supporting Statement 3038-0066 2018.doc | Supporting Statement A |
 Financial Resource Reporting Requirement for Derivatives Clearing Organizations |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201802-3038-002 | Revision of a currently approved collection | 2018-02-27 | Approved without change | |
| 201411-3038-003 | Revision of a currently approved collection | 2015-01-06 | Approved without change | |
| 201110-3038-002 | Existing collection in use without an OMB Control Number | 2011-12-06 | Approved without change | |
| 201010-3038-001 | New collection (Request for a new OMB Control Number) | 2010-10-22 | Comment filed on proposed rule |