OMB control number
Financial Resource Requirements for Derivatives Clearing Organizations
OMB 3038-0066 · CFTC.
OMB 3038-0066
This information collection is necessary, and would be used by, the Commission to evaluate a derivative clearing organization’s compliance with the financial resource reporting requirements prescribed in the Commodity Exchange Act and the Commission’s regulations. Respondents are derivatives clearing organizations that registered with the Commission.
The latest form for Financial Resource Requirements for Derivatives Clearing Organizations expires 2021-04-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supplementary Document |
Supplementary Document |
Supporting Statement A |
60-day FRN 3038-0066 (12-5-17).pdf
Supporting Statement 3038-0066 2018.doc
Financial Resource Reporting Requirement for Derivatives Clearing Organizations All Historical Document Collections
|
Approved without change |
Revision of a currently approved collection | 2018-02-27 | |
|
Approved without change |
Revision of a currently approved collection | 2015-01-06 | |
|
Approved without change |
Existing collection in use without an OMB Control Number | 2011-12-06 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2010-10-22 |