Large Trader Reporting for Physical Commodity Swaps

The Part 20 Reporting Rules for physical commodity swaps, in conjunction with the Commission’s current large trader reporting system for commodity futures and options, are used by the Commission to support its market, financial and trading abuse surveillance programs. Swaps position reports represent a critical component for the implementation of an effective surveillance-based regulatory approach that includes market, financial and trading surveillance programs.

The latest form for Large Trader Reporting for Physical Commodity Swaps expires 2021-06-30 and can be found here.