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Federal forms, ICRs, and supporting documents

OMB control number

Regulations Governing Bankruptcies of Commodity Brokers

OMB 3038-0021 · CFTC.

OMB 3038-0021

This collection of information involves recordkeeping and notice requirements in the Commodity Futures Trading Commission's ("CFTC's") bankruptcy rules for commodity broker liquidations, 17 CFR Part 190 ("Part 190"). These rules apply to liquidations under Chapter 7, Subchapter IV of the Bankruptcy Code, 11 U.S.C. §§ 761 et seq. The CFTC promulgated Part 190 pursuant to the authority of 7 U.S.C. § 24. The information collection requirements of Part 190 are intended to facilitate the effective, efficient, and fair conduct of liquidation proceedings for commodity brokers and to protect the interests of customers in these proceedings both directly and by facilitating the participation of the CFTC in such proceedings.

The latest form for Regulations Governing Bankruptcies of Commodity Brokers expires 2027-10-31 and is listed under ICR 202407-3038-003.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
2024 30-Day FRN 3038-0021 (89 FR 68600).pdf Supplementary Document
2024 60-Day FRN 3038-0021 (89 FR 51315).pdf Supplementary Document
2024 Supporting Statement 3038-0021.docxSupporting Statement A
Requirements Applicable to Single Respondents Information collection
Requirements Applicable to Multiple Respondents Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202407-3038-003 Extension without change of a currently approved collection 2024-08-27
202107-3038-002 Revision of a currently approved collection 2021-07-14 Approved with change
202103-3038-006 Reinstatement without change of a previously approved collection 2021-03-12 Approved with change
202006-3038-001 Revision of a currently approved collection 2020-06-12 Comment filed on proposed rule and continue
201808-3038-005 Revision of a currently approved collection 2018-08-29 Approved without change
201507-3038-010 Revision of a currently approved collection 2015-07-29 Approved without change
201112-3038-007 Revision of a currently approved collection 2012-01-30 Approved without change
200810-3038-003 Revision of a currently approved collection 2008-11-20 Approved with change
200507-3038-001 Extension without change of a currently approved collection 2005-07-14 Approved without change
200206-3038-002 Extension without change of a currently approved collection 2002-06-06 Approved with change
199905-3038-002 Extension without change of a currently approved collection 1999-05-12 Approved without change
199710-3038-002 Revision of a currently approved collection 1997-10-09 Approved without change
199606-3038-001 Extension without change of a currently approved collection 1996-06-17 Approved without change
199303-3038-002 Revision of a currently approved collection 1993-03-09 Approved without change
199002-3038-001 Revision of a currently approved collection 1990-02-06 Approved without change
198701-3038-001 Revision of a currently approved collection 1987-01-30 Approved without change
198501-3038-001 Reinstatement with change of a previously approved collection 1985-01-30 Approved without change
198204-3038-003 No material or nonsubstantive change to a currently approved collection 1982-04-28 Approved with change
198111-3038-010 New collection (Request for a new OMB Control Number) 1981-11-19 Approved without change

OMB Details

Requirements Applicable to Single Respondents

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