Regulations Governing Bankruptcies of Commodity Brokers

OMB 3038-0021

OMB 3038-0021

This collection of information involves recordkeeping and notice requirements in the Commodity Futures Trading Commission's ("CFTC's") bankruptcy rules for commodity broker liquidations, 17 CFR Part 190 ("Part 190"). These rules apply to liquidations under Chapter 7, Subchapter IV of the Bankruptcy Code, 11 U.S.C. §§ 761 et seq. The CFTC promulgated Part 190 pursuant to the authority of 7 U.S.C. § 24. The information collection requirements of Part 190 are intended to facilitate the effective, efficient, and fair conduct of liquidation proceedings for commodity brokers and to protect the interests of customers in these proceedings both directly and by facilitating the participation of the CFTC in such proceedings.

The latest form for Regulations Governing Bankruptcies of Commodity Brokers expires 2021-02-28 and can be found here.

All Historical Document Collections
Revision of a currently approved collection 2021-07-14
Reinstatement without change of a previously approved collection 2021-03-12
Comment filed on proposed rule and continue
Revision of a currently approved collection 2020-06-12
Approved without change
Revision of a currently approved collection 2018-08-29
Approved without change
Revision of a currently approved collection 2015-07-29
Approved without change
Revision of a currently approved collection 2012-01-30
Approved with change
Revision of a currently approved collection 2008-11-20
Approved without change
Extension without change of a currently approved collection 2005-07-14
Approved with change
Extension without change of a currently approved collection 2002-06-06
Approved without change
Extension without change of a currently approved collection 1999-05-12
Approved without change
Revision of a currently approved collection 1997-10-09
Approved without change
Extension without change of a currently approved collection 1996-06-17
Approved without change
Revision of a currently approved collection 1993-03-09
Approved without change
Revision of a currently approved collection 1990-02-06
Approved without change
Revision of a currently approved collection 1987-01-30
Approved without change
Reinstatement with change of a previously approved collection 1985-01-30
Approved with change
No material or nonsubstantive change to a currently approved collection 1982-04-28
Approved without change
New collection (Request for a new OMB Control Number) 1981-11-19
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