Market Surveys

OMB 3038-0017

OMB 3038-0017

Under Commission Rule 21.02, upon call by the Commission, information related to futures or options positions held or introduced by futures commission merchants, members of contract markets, introducing brokers, and foreign brokers and, for options positions, must be furnished by each reporting market. This rule is designed to assist the Commission in prevention of market manipulation and is promulgated pursuant to the Commission’s rulemaking authority contained in section 8a of the Commodity Exchange Act, 7 U.S.C. 12 a (2010). The information is used primarily by Surveillance and Market Analysts in order to fulfill their market surveillance function. Additionally, the data is used to provide a basis for reports to Congress as well as supporting various research projects and reports from Commission economists and analysts.

The latest form for Market Surveys expires 2022-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material
All Historical Document Collections
Extension without change of a currently approved collection 2022-09-21
Approved with change
Revision of a currently approved collection 2019-09-27
Approved without change
Extension without change of a currently approved collection 2016-08-09
Approved without change
Reinstatement without change of a previously approved collection 2013-07-11
Approved without change
Extension without change of a currently approved collection 2010-04-21
Approved without change
Revision of a currently approved collection 2006-10-24
Approved without change
Extension without change of a currently approved collection 2003-06-26
Approved without change
Extension without change of a currently approved collection 2000-07-14
Approved without change
Extension without change of a currently approved collection 1997-06-02
Approved without change
Extension without change of a currently approved collection 1993-12-14
Approved without change
Extension without change of a currently approved collection 1990-12-24
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-06-26
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-05-05
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-04-24
Approved without change
Revision of a currently approved collection 1988-01-15
Approved without change
Revision of a currently approved collection 1984-12-04
Approved without change
Revision of a currently approved collection 1983-07-28
Approved without change
Extension without change of a currently approved collection 1982-06-15
Approved without change
New collection (Request for a new OMB Control Number) 1981-11-06

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