Market Surveys

ICR 201606-3038-001

OMB: 3038-0017

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2016-11-30
Supplementary Document
2016-06-01
IC Document Collections
IC ID
Document
Title
Status
29034
Unchanged
ICR Details
3038-0017 201606-3038-001
Historical Active 201307-3038-002
CFTC
Market Surveys
Extension without change of a currently approved collection   No
Regular
Approved without change 11/30/2016
Retrieve Notice of Action (NOA) 08/09/2016
  Inventory as of this Action Requested Previously Approved
11/30/2019 36 Months From Approved 11/30/2016
400 0 400
700 0 700
0 0 0

Under Commission Rule 21.02, upon call by the Commission, information must be furnished related to futures or options positions held or introduced by futures commission merchants, members of contract markets, introducing brokers, and foreign brokers and, for options positions, by each reporting market. This rule is designed to assist the Commission in prevention of market manipulation and is promulgated pursuant to the Commission’s rulemaking authority contained in section 8a of the Commodity Exchange Act, 7 U.S.C. 12 a (2010).

US Code: 7 USC Section 7 Name of Law: Section 8(a) of the CEA
  
US Code: 7 USC 8(a)(1) Name of Law: Commodity Exchange Act
US Code: 7 USC 8(a)(2) Name of Law: Commodity Exchange Act

Not associated with rulemaking

  81 FR 34314 05/31/2016
81 FR 52666 08/09/2016
No

1
IC Title Form No. Form Name
Market Surveys

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 400 400 0 0 0 0
Annual Time Burden (Hours) 700 700 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$22,000
No
No
No
No
No
Uncollected
Gail Scott 202 418-5139 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/09/2016


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