Market Surveys

ICR 202207-3038-009

OMB: 3038-0017

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2022-09-21
Supporting Statement A
2022-09-13
Supplementary Document
2022-07-26
IC Document Collections
IC ID
Document
Title
Status
29034
Modified
ICR Details
3038-0017 202207-3038-009
Received in OIRA 201909-3038-002
CFTC
Market Surveys
Extension without change of a currently approved collection   No
Regular 09/21/2022
  Requested Previously Approved
36 Months From Approved 11/30/2022
100 100
175 175
0 0

The CFTC requests approval for the extension of the information collections associated with Commission Rule 21.02 (17 CFR 21.02), relating to Market Surveys. Under Commission Rule 21.02, upon call by the Commission, information related to futures or options positions held or introduced by futures commission merchants, members of contract markets, introducing brokers, and foreign brokers and, for options positions, must be furnished by each reporting market. This rule is designed to assist the Commission in prevention of market manipulation and is promulgated pursuant to the Commission’s rulemaking authority contained in section 8a of the Commodity Exchange Act, 7 U.S.C. 12 a (2010). The information is used primarily by Surveillance and Market Analysts in order to fulfill their market surveillance function. Additionally, the data is used to provide a basis for reports to Congress as well as supporting various research projects and reports from Commission economists and analysts.

US Code: 7 USC Section 7 Name of Law: Section 8(a) of the CEA
  
US Code: 7 USC 8(a)(1) Name of Law: Commodity Exchange Act
US Code: 7 USC 8(a)(2) Name of Law: Commodity Exchange Act

Not associated with rulemaking

  87 FR 41293 07/12/2022
87 FR 57681 09/21/2022
No

1
IC Title Form No. Form Name
Market Surveys

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 100 100 0 0 0 0
Annual Time Burden (Hours) 175 175 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$8,400
No
    Yes
    Yes
No
No
No
No
Kenny Wright 202 326-2907 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/21/2022


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