Market Surveys

Forms and Documents

Document Name	Status
60 day notice 3038-0017.pdf Supplementary Document	2010-03-11
30 day notice 3038-0017.pdf Supplementary Document	2010-03-11
Supptng Stmt for New-0017 FINAL 07 11 13.doc Supporting Statement A	2013-07-11

IC Document Collections

IC ID	Document Title	Status
29034	Market Surveys	Unchanged

ICR Details

OMB Control No: 3038-0017	ICR Reference No: 201307-3038-002
Status: Historical Active	Previous ICR Reference No: 201002-3038-001
Agency/Subagency: CFTC	Agency Tracking No:
Title: Market Surveys
Type of Information Collection: Reinstatement without change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/09/2013
	Date Received in OIRA: 07/11/2013
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2016	36 Months From Approved
Responses	400	0	0
Time Burden (Hours)	700	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: Surveys are conducted to determine use made of futures markets by commercial entities or to investigate underlying causes of marketwide phenomena.

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Authorizing Statute(s): US Code: 7 USC Section 7 Name of Law: Section 8(a) of the CEA
  

Citations for New Statutory Requirements: US Code: 7 USC 8(a)(1) Name of Law: Commodity Exchange Act
US Code: 7 USC 8(a)(2) Name of Law: Commodity Exchange Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 20898	04/08/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 35261	06/12/2013
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Market Surveys

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	400	0	0	0	0	400
Annual Time Burden (Hours)	700	0	0	0	0	700
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $22,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/11/2013

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