Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

The information is needed to ensure that the Commission and other regulators have access to complete data concerning swaps, as required by the Commodity Exchange Act as amended by the Dodd-Frank Act. The data would be reported to and maintained in swap data repositories, where it would not be disclosed publicly, but would be available to the Commission and other financial regulators for fulfillment of various regulatory mandates. The information is for use by government entities to provide oversight and supervision and to ensure compliance with statutes and regulations relating to swaps. Respondents are enties or persons who trade swaps.

The latest form for Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps expires 2022-08-31 and can be found here.