Clearing Member Risk Management

OMB 3038-0094

The information collection obligations imposed by the proposed regulations are necessary to implement certain provisions of the CEA, including ensuring that registrants exercise effective risk management and for the efficient operation of trading venues among SDs, MSPs, FCMs, and DCOs.

The latest form for Clearing Member Risk Management expires 2022-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
(2022) 30-day FR Notice - 3038-0094.pdf Supplementary Document
(2022) 60-Day FR Notice -3038-0094.pdf Supplementary Document
(2022) Supp. Statement - 3038-0094 - 4-20-2022.docx Supporting Statement A
Clearing Member Risk Management

All Historical Document Collections

202204-3038-003 Approved without change	Revision of a currently approved collection	2022-04-27
201904-3038-001 Approved without change	Revision of a currently approved collection	2019-04-16
201512-3038-010 Approved without change	Revision of a currently approved collection	2016-01-07
201204-3038-004 Approved without change	Existing collection in use without an OMB Control Number	2012-07-26
201108-3038-001 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2011-10-28