OMB control number

Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance

OMB 3038-0122 · CFTC.

OMB 3038-0122

The CFTC intends to gather information by means of a Survey to be completed by CFTC-registered futures commission merchants and introducing brokers regarding compliance with the Bank Secrecy Act and related Anti-Money Laundering requirements. Responses will help the agency to understand the financial impact of these regulations and will be used to shape deregulatory proposals consistent with the Executive Orders of the Trump administration. Responses will not be used for enforcement or market oversight purposes.

The latest form for Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance expires 2029-01-31 and can be found here.

REPLACE INTO tbl_reginfo_omb_history (`ombControlNo`, `refNbr`, `PraType`, `requestType`, `dateReceived`, `conclusionDate`, `conclusionAction`, `openNOA`) VALUES (:ombControlNo, :refNbr, :PraType, :requestType, :dateReceived, :conclusionDate, :conclusionAction, :openNOA)

Array
(
    [ombControlNo] => 3038-0122
    [refNbr] => 202506-3038-004
    [PraType] => ICR
    [requestType] => New collection (Request for a new OMB Control Number)
    [dateReceived] => 2025-12-15
    [conclusionDate] => 2026-01-28
    [conclusionAction] => Approved without change
    [openNOA] => Approved without change
)

Error!HY000-1366-Incorrect integer value: 'Approved without change' for column 'openNOA' at row 1