OMB control number
Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance
OMB 3038-0122 · CFTC.
OMB 3038-0122
The CFTC intends to gather information by means of a Survey to be completed by CFTC-registered futures commission merchants and introducing brokers regarding compliance with the Bank Secrecy Act and related Anti-Money Laundering requirements. Responses will help the agency to understand the financial impact of these regulations and will be used to shape deregulatory proposals consistent with the Executive Orders of the Trump administration. Responses will not be used for enforcement or market oversight purposes.
The latest form for Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance expires 2029-01-31 and is listed under ICR 202506-3038-004.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form 3038-XXXX Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance | Form and Instruction |
| Form 3038-XXXX Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance | Form and Instruction |
| 2025 Supporting Statement 3038-XXXX.docx | Supporting Statement A |
 Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance |
Form and Instruction |
| Survey of the Costs of Bank Secrecy Act/Anti-Money Laundering Compliance |
Form and Instruction |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202506-3038-004 | New collection (Request for a new OMB Control Number) | 2025-12-15 | Approved without change |