OMB control number

Rule 50.50 End-User Notification of Non-Cleared Swap

OMB 3038-0085 ยท CFTC.

OMB 3038-0085

Section 2(h)(1)(A) of the Commodity Exchange Act requires certain entities to submit for clearing certain swaps if they are required to be cleared by the Commission. Section 2(h)(7)(a) provides that non-financial end-users using swaps to hedge or mitigate commercial risk may elect not to clear swaps that otherwise would be required to be cleared, if they satisfy certain conditions. Similarly, Rule 50.50 permits certain end-user entities to elect not to clear swaps that otherwise would be required to be cleared, provided that they satisfy certain conditions. The rule further requires the reporting of certain information if the exception is elected. This collection pertains to information the Commission needs to monitor use of the end-user exception, to prevent abuse of the end-user election, and to assess market risk in connection therewith.

The latest form for Rule 50.50 End-User Notification of Non-Cleared Swap expires 2029-02-28 and is listed under ICR 202507-3038-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
2025 Supporting Statement 3038-0085.docxSupporting Statement A
2025 Supporting Statement 3038-0085.docxSupporting Statement A
Rule 50.50 End-User Notification of Non-Clear Swap Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202507-3038-002 Extension without change of a currently approved collection 2025-12-04 Approved without change
202210-3038-005 Revision of a currently approved collection 2022-10-24 Approved with change
201910-3038-001 Revision of a currently approved collection 2019-10-29 Approved without change
201810-3038-004 Revision of a currently approved collection 2018-10-29 Approved without change
201508-3038-001 Extension without change of a currently approved collection 2015-10-19 Approved without change
201207-3038-011 New collection (Request for a new OMB Control Number) 2012-08-11 Approved without change
201012-3038-016 New collection (Request for a new OMB Control Number) 2011-02-28 Comment filed on proposed rule