OMB control number
Information Management Requirements for Derivatives Clearing Organization
OMB 3038-0069 · CFTC.
OMB 3038-0069
Part 39 of the Commission’s regulations establishes information management requirements for registered DCOs. The Commission will use the information in this collection to assess compliance of DCOs with requirements for DCOs prescribed in the Commodity Exchange Act and Commission regulations.
The latest form for Information Management Requirements for Derivatives Clearing Organization expires 2020-12-31 and is listed under ICR 201809-3038-002.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3038-0069 30-day FR notice 2018-20949.pdf | Supplementary Document |
 Supporting Statement Information Management (Final) 3038-0069 2018 extension. 9-26-18.docx | Supporting Statement A |
| 2018-15800.pd.pdf | Supplementary Document |
 Information Management Requirements for Derivatives Clearing Organizations. |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201809-3038-002 | Revision of a currently approved collection | 2018-09-26 | Approved without change | |
| 201502-3038-001 | Revision of a currently approved collection | 2015-03-31 | Approved without change | |
| 201110-3038-003 | New collection (Request for a new OMB Control Number) | 2011-12-07 | Approved with change | |
| 201012-3038-013 | New collection (Request for a new OMB Control Number) | 2011-01-04 | Comment filed on proposed rule |