Information Management Requirements for Derivatives Clearing Organization

ICR 201012-3038-013

OMB: 3038-0069

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2010-12-20
IC Document Collections
ICR Details
3038-0069 201012-3038-013
Historical Inactive
CFTC
Information Management Requirements for Derivatives Clearing Organization
New collection (Request for a new OMB Control Number)   No
Regular
Comment filed on proposed rule 03/27/2011
Retrieve Notice of Action (NOA) 01/04/2011
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR,including comments on maximizing the practical utility of the collection and minimizing the burden.
  Inventory as of this Action Requested Previously Approved
36 Months From Approved
0 0 0
0 0 0
0 0 0

Section 725(c) of the Dodd-Frank Act Section 5b(c)(2) of the CEA, which sets forth core principles with which a Derivatives Clearing Organization (DCO) must comply to be registered as a DCO. Under Section 5b(c)(2), as amended by the Dodd-Frank Act, Congress expressly confirmed that the Commission may adopt implementing rules and regulations pursuant to its rulemaking authority under Section 8a(5) of the CEA. The Collections are in connection with reporting and recordkeeping requirements for DCOs.

PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law: Dodd-Frank Act
  
None

3038-AC98 Proposed rulemaking 75 FR 78185 12/15/2010

  75 FR 78185 12/15/2010
No

1
IC Title Form No. Form Name
Information Management Requirements for Derivatives Clearing Organizations.

Yes
Changing Regulations
No
There is no decrease or increase in burden. This is a new proposal.

$8,797
No
No
No
Yes
No
Uncollected
John Nowlin 202-418-5427

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/04/2011


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