OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Registration of Foreign Boards of Trade

OMB 3038-0101 ยท CFTC.

OMB 3038-0101

The rules implement statutory provisions enacted by Title VII of the Dodd-Frank Act. These rules establish a registration requirement that applies to foreign boards of trade (FBOT) that wish to provide their identified members or other participants located in the United States with direct access to their electronic trading and order matching systems. Information is used to ensure registered FBOTs continue to meet the requirements for registration and provide necessary information regarding their activities, performance, and status, to demonstrate that they meet the conditions required to be met in order to retain their registration.

The latest form for Registration of Foreign Boards of Trade expires 2029-07-31 and is listed under ICR 202605-3038-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form Cont. of Appendix FBOTForm and Instruction
Form Appendix to Part 4 FBOTForm
2026 Supporting Statement 3038-0101.docxSupporting Statement A
Registration of Foreign Boards of Trade Form and Instruction
Registration of Foreign Boards of Trade Form

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202605-3038-001 Extension without change of a currently approved collection 2026-05-14
202301-3038-001 Extension without change of a currently approved collection 2023-04-25 Approved without change
202004-3038-007 Revision of a currently approved collection 2020-04-27 Approved without change
201810-3038-005 Revision of a currently approved collection 2018-10-29 Approved without change
201510-3038-001 Revision of a currently approved collection 2015-10-20 Approved without change
201208-3038-008 New collection (Request for a new OMB Control Number) 2012-09-06 Approved without change
201112-3038-005 New collection (Request for a new OMB Control Number) 2011-12-12 Improperly submitted
201011-3038-003 New collection (Request for a new OMB Control Number) 2010-12-21 Comment filed on proposed rule