APPROVED THROUGH
OCTOBER 31, 1989 WITH THE CONDITION THAT THE SEC REVI THE DATA
COLLECTIONS WITH THE AFFECTED GROUPS TO REDUCE THE BURDEN BY 10%
NOT LATE THAN SEPTEMBER 1, 1989.
Inventory as of this Action
Requested
Previously Approved
10/31/1989
10/31/1989
08/31/1987
61,600
0
53,000
739,200
0
636,000
0
0
0
RULE 17A-5 AND FORM X-17A-5 ARE THE
BASIC TOOLS FOR REPORTING BROKER-DEALERS' FINANCIAL AND OPERTIONAL
CONDITION.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.