Information Collection

Accurate Creation And Maintenance Of Securityholder Files (rule 17ad-10)

IC 159210 under ICR 198706-3235-001 · OMB 3235-0273.

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Information Collection (IC) Details

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IC Title:	ACCURATE CREATION AND MAINTENANCE OF SECURITYHOLDER FILES (RULE 17AD-10)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	17 CFR	No	No
Form	240.17AD-10	No	No
Form	17AD-10	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,200	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	2,200	2,200
Annual IC Time Burden (Hours)	44,000	44,000
Annual IC Cost Burden (Dollars)	0	0

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Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.