Information Collection

Accurate Creation And Maintenance Of Securityholder Files (rule 17ad-10)

IC 159210 under ICR 198706-3235-001 · OMB 3235-0273.

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Documents and Forms

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IC Title:

ACCURATE CREATION AND MAINTENANCE OF SECURITYHOLDER FILES (RULE 17AD-10)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	17 CFR	No	No
Form	240.17AD-10	No	No
Form	17AD-10	No	No

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 2,200

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	2,200	2,200
Annual IC Time Burden (Hours)	44,000	44,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.