Information Collection Request
Rule 17Ad-10: Accurate Creation and Maintenance of Securityholder Files (17 CFR 240.17Ad-10)
ICR 202209-3235-008 · OMB 3235-0273 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0273 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0273.pdf |
Supplementary Document | Uploaded 2022-11-22 | Missing upstream |
| 3235-0273.pdf |
Supplementary Document | Uploaded 2022-11-22 | Repair queued |
| DGL REVISED 2022 17Ad-10 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2022-09-08 | Repair queued |
| 3235-0273 60 Day Notice.pdf |
Supplementary Document | Uploaded 2019-10-30 | Repair queued |
| 3235-0273 30 Day Notice.pdf |
Supplementary Document | Uploaded 2019-10-30 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34727 |  Rule 17Ad-10: Accurate Creation and Maintenance of Securityholder Files (17 CFR 240.17Ad-10) |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0273 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201905-3235-001 |
| Agency Tracking No | TM-270-265 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |