FORM ADV-S (17 CFR 279.3)

ICR 198708-3235-003

OMB: 3235-0046

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
158046 Migrated
ICR Details
3235-0046 198708-3235-003
Historical Active 198407-3235-008
SEC
FORM ADV-S (17 CFR 279.3)
Revision of a currently approved collection   No
Regular
Approved without change 09/20/1987
Retrieve Notice of Action (NOA) 08/06/1987
  Inventory as of this Action Requested Previously Approved
09/30/1990 09/30/1990 09/30/1987
12,000 0 4,948
12,000 0 4,948
0 0 0

INFORMATION FURNISHED ANNUALLY ADVISES COMMISSION WHETHER INVESTMENT ADVISER IS STILL IN BUSINESS AND GIVES ADVISER'S CURRENT ADDRESS. FORM REMINDS ADVISER TO FILE WITH THE COMMISSION ANY REQUIRED AMENDMEN TO FORM ADV AND COPIES OF ANY DISCLOSURE STATEMENTS DELIVERED OR OFFER TO BE DELIVERED TO CLIENTS.

None
None


No

1
IC Title Form No. Form Name
FORM ADV-S (17 CFR 279.3) SEC 1708

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12,000 4,948 0 0 7,052 0
Annual Time Burden (Hours) 12,000 4,948 0 0 7,052 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/06/1987


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