RULE 10B-6, 17 CFR 240.10B-6: EXEMPTION FOR "PASSIVE MARKET MAKING" BY MEMBERS OF THE INTERNATIONAL STOCK EXCHANGE OF THE UNITED KINGDOM & THE REPUBLIC OF IRELAND LIMITED

ICR 198709-3235-009

OMB: 3235-0355

Federal Form Document

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ICR Details
3235-0355 198709-3235-009
Historical Active
SEC
RULE 10B-6, 17 CFR 240.10B-6: EXEMPTION FOR "PASSIVE MARKET MAKING" BY MEMBERS OF THE INTERNATIONAL STOCK EXCHANGE OF THE UNITED KINGDOM & THE REPUBLIC OF IRELAND LIMITED
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 11/17/1987
Retrieve Notice of Action (NOA) 09/29/1987
  Inventory as of this Action Requested Previously Approved
09/30/1990 09/30/1990
360 0 0
396 0 0
0 0 0

THE EXEMPTION WILL FACILITATE AND EXPEDITE MULTINATIONAL SECURITIES OFFERINGS BY PERMITTING NOTICE OF INTENT TO USE THE EXEMPTION RATHER THAN INDIVIDUAL APPLICATIONS AND RESPONSES. AFFECTED PUBLIC: UNITED KINGDOM SECURITIES DEALERS THAT ARE AFFILIATES OF U.S. DEALERS OR ARE UNDERWRITERS IN MULTINATIONAL OFFERINGS.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 360 0 0 360 0 0
Annual Time Burden (Hours) 396 0 0 396 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/29/1987


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