APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2)

ICR 198710-3235-030

OMB: 3235-0090

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0090 198710-3235-030
Historical Active 198408-3235-004
SEC
APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2)
Revision of a currently approved collection   No
Regular
Approved without change 12/18/1987
Retrieve Notice of Action (NOA) 10/30/1987
  Inventory as of this Action Requested Previously Approved
12/31/1990 12/31/1990 01/31/1988
1 0 5
5 0 5
0 0 0

RUEL 15BA2-2, ADOPTED OCTOBER 24 1975, PROVIDES THAT AN APPLICATION FOR REGISTRATION WITH COMMISSION BY NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE MUST BE FILED ON FORM BD. THE INFORMATION REQUIRED TO BE DISCLOSED ON FORM BD IS NECESSARY FOR THE COMMISSION TO DETERMINE WHETHER REGISTERATION AS A BROKER OR DEALER SHOULD GRANTED. INVESTORS.

None
None


No

1
IC Title Form No. Form Name
APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2) 15BA2-2:

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 5 0 -4 0 0
Annual Time Burden (Hours) 5 5 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/30/1987


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