Information Collection

Rule 15b1-3 (17 Cfr 240.15b1-3) Registration Of Successor To Registered Broker-dealer

IC 157889 under ICR 198803-3235-001 · OMB 3235-0011.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	RULE 15B1-3 (17 CFR 240.15B1-3) REGISTRATION OF SUCCESSOR TO REGISTERED BROKER-DEALER	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	RULE 15B1-3				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 50	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	50	50
Annual IC Time Burden (Hours)	150	150
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.