OMB control number
Registration Of Successor To Registered Broker-dealer Rule 15b1-3 (17 Cfr 240.15b1-3)
OMB 3235-0011 · SEC.
OMB 3235-0011
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 REGISTRATION OF SUCCESSOR TO REGISTERED BROKER-DEALER RULE 15B1-3 (17 CFR 240.15B1-3) |
Form |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 199103-3235-004 | Extension without change of a currently approved collection | 1991-03-15 | Approved without change | |
| 198803-3235-001 | Extension without change of a currently approved collection | 1988-03-14 | Approved without change | |
| 198504-3235-003 | Revision of a currently approved collection | 1985-04-30 | Approved without change | |
| 198407-3235-012 | Revision of a currently approved collection | 1984-07-18 | Approved without change | |
| 198306-3235-008 | Extension without change of a currently approved collection | 1983-06-28 | Approved without change | |
| 198106-3235-003 | New collection (Request for a new OMB Control Number) | 1981-06-16 | Approved without change |