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Registration Of Successor To Registered Broker-dealer Rule 15b1-3 (17 Cfr 240.15b1-3)

IC 157890 under ICR 199103-3235-004 · OMB 3235-0011.

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REGISTRATION OF SUCCESSOR TO REGISTERED BROKER-DEALER RULE 15B1-3 (17 CFR 240.15B1-3)
 
No Migrated
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form RULE 15B1-3 No No


    

50 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 50 0 0 0 0 50
Annual IC Time Burden (Hours) 150 0 0 0 0 150
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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