RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 DISTRIBUTION FINANCING BY REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANIES

ICR 198806-3235-005

OMB: 3235-0212

Federal Form Document

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ICR Details
3235-0212 198806-3235-005
Historical Active 198610-3235-012
SEC
RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 DISTRIBUTION FINANCING BY REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANIES
Revision of a currently approved collection   No
Regular
Approved without change 08/15/1988
Retrieve Notice of Action (NOA) 06/20/1988
  Inventory as of this Action Requested Previously Approved
07/31/1991 07/31/1991 11/30/1989
4,480 0 2,400
44,801 0 24,000
0 0 0

THE PROPOSED AMENDMENTS TO RULE 12B-1 WOULD MODIFY THE CONDITIONS UNDE WHICH A REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANY ("FUND") CAN ADOPT OR CONTINUE A PLAN TO USE FUND ASSETS TO PAY COST ASSOCIATED WIT THE DISTRIBUTION OF FUND SHARES.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,480 2,400 0 0 2,080 0
Annual Time Burden (Hours) 44,801 24,000 0 0 20,801 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/20/1988


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