REGULATION A SMALL OFFERING EXEMPTION FROM REGISTRATION PROVISIONS OF THE SECURITIES ACT AND ITS ATTENDANT FORMS

ICR 198812-3235-004

OMB: 3235-0286

Federal Form Document

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Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0286 198812-3235-004
Historical Active 198805-3235-003
SEC
REGULATION A SMALL OFFERING EXEMPTION FROM REGISTRATION PROVISIONS OF THE SECURITIES ACT AND ITS ATTENDANT FORMS
Revision of a currently approved collection   No
Regular
Approved without change 01/23/1989
Retrieve Notice of Action (NOA) 12/14/1988
Forms should be accompanied by the required burden estimate statement, with language similar to that in the December 8, 1988 notice of forms under reivew.
  Inventory as of this Action Requested Previously Approved
01/31/1992 01/31/1992 01/31/1989
326 0 331
297,312 0 299,886
0 0 0

REGULATION A PROVIDES A GENERAL EXEMPTION TO THE REGISTRATION PROVISIO OF THE SECURITIES ACT OF 1933 WHICH MAY BE USED BY A VARIETY OF ISSUER TO RAISE UP TO $1.5 MILLION WORTH OF SECURITIES IN A TWELVE MONTH PERIOD.

None
None


No

1
IC Title Form No. Form Name
REGULATION A SMALL OFFERING EXEMPTION FROM REGISTRATION PROVISIONS OF THE SECURITIES ACT AND ITS ATTENDANT FORMS SEC 1972

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 326 331 0 0 -5 0
Annual Time Burden (Hours) 297,312 299,886 0 0 -2,574 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/14/1988


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