ANNUAL STUDY AND EVALUATION OF INTERNAL ACCOUNTING CONTROL (17 CFR PARA 240.17AD-13)

ICR 198901-3235-004

OMB: 3235-0275

Federal Form Document

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ICR Details
3235-0275 198901-3235-004
Historical Active 198601-3235-009
SEC
ANNUAL STUDY AND EVALUATION OF INTERNAL ACCOUNTING CONTROL (17 CFR PARA 240.17AD-13)
Extension without change of a currently approved collection   No
Regular
Approved without change 04/10/1989
Retrieve Notice of Action (NOA) 01/31/1989
  Inventory as of this Action Requested Previously Approved
01/31/1992 01/31/1992 01/31/1989
200 0 200
35,000 0 35,000
0 0 0

AFFECTS APPROXIMATELY 200 INDEPENDENT TRANSFER AGENTS. NEEDED TO ASSUR ADEQUACY OF INTERNAL ACCOUNTING CONTROLS AND PROCEDURES FOR SAFEGUARDI FUNDS AND SECURITIES. USED BY APPROPRIATE REGULATORY AGENCIES TO MONITOR ANY MATERIAL INADEQUACIES FOUND TO EXIST AND CORRECTIVE ACTION TAKEN TO PROTECT PUBLIC INVESTORS AND SECURITIES INDUSTRY IN GENERAL.

None
None


No

1
IC Title Form No. Form Name
ANNUAL STUDY AND EVALUATION OF INTERNAL ACCOUNTING CONTROL (17 CFR PARA 240.17AD-13) RULE, 17AD-13

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 200 200 0 0 0 0
Annual Time Burden (Hours) 35,000 35,000 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/1989


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