NOTICES BY SHELF-REGULATORY ORGANIZATIONS ("SRO'S") OF FINAL DISCIPLINARY ACTIONS, BARS OR LIMITATIONS RESPECTING MEMBERSHIP ASSOCIATION, PARTICIPATION OR ACCESS..

ICR 198904-3235-046

OMB: 3235-0206

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0206 198904-3235-046
Historical Active 198904-3235-004
SEC
NOTICES BY SHELF-REGULATORY ORGANIZATIONS ("SRO'S") OF FINAL DISCIPLINARY ACTIONS, BARS OR LIMITATIONS RESPECTING MEMBERSHIP ASSOCIATION, PARTICIPATION OR ACCESS..
No material or nonsubstantive change to a currently approved collection   No
Emergency 04/27/1989
Approved with change 04/27/1989
Retrieve Notice of Action (NOA) 04/27/1989
  Inventory as of this Action Requested Previously Approved
08/31/1989 08/31/1989 08/31/1989
984 0 984
2,460 0 2,460
0 0 0

RULE 19D-1(B) THROUGH (I) ORIGINALLY ADOPTED ON JULY 8, 1979 PRESCRIBES THE FORM AND CONTENT OF NOTICES TO BE FILED BY SROS CONCERNING ALL FINAL DISCIPLINARY ACTIONS, DENIALS, BARS OR LIMITATIONS RESPECTING MEMBERSHIP, ASSOCIATION PARTICIPATION, OR ACCESS TO SERVICES AND SUMMARY SUSPENSIONS.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 984 984 0 0 0 0
Annual Time Burden (Hours) 2,460 2,460 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/27/1989


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